CIK 1628896
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HENKE, DAWNALIZABETH | OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | 2008-08 | 5–10% ·◆ |
| CASTILLE, IAN, ASHLEY | SENIOR FINANCIAL ADVISOR | 2019-06 | <5% ·◆ |
| HAYMAN, JOHN, STERRETT | PRESIDENT | 1998-06 | <5% ·◆ |
| TAYLOR, COLIN, FRANCIS | OWNER / DIRECTOR OF INVESTMENT MANAGEMENT | 2014-09 | 10–25% |
| ZINMAN, DONNA, LEWIS | SENIOR FINANCIAL ADVISOR | 2011-01 | <5% |
| CB TRUSTentity | OWNER | 2019-04 | 50–75% ·◆ |
| CASTILLE FAMILY TRUSTentity | OWNER | 2019-06 | 10–25% |
| ZINMAN FAMILY TRUSTentity | OWNER | 2019-04 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
