CIK 1626116
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BILITER, DAVID, LEE | PRESIDENT | 2023-08 | <5% ·◆ |
| CILIANO, BRENT | CHIEF INVESTMENT OFFICER | 2023-08 | <5% ·◆ |
| Longest, Michael, Lee | CHIEF FINANCIAL OFFICER | 2023-08 | <5% ·◆ |
| MEARS, JOHANNA, MARIE | CHIEF COMPLIANCE OFFICER | 2026-03 | <5% ·◆ |
| WILSON, MICHAEL, CHRISTOPHER | WEALTH MANAGEMENT EXECUTIVE | 2023-08 | <5% ·◆ |
| FIRST-CITIZENS BANK & TRUST COMPANYentity | PARENT | 2023-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARPS, THOMAS BITTENBENDER | INTERIM CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| HEFFRON, PAULA KAY | CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| JAFFE, RICHARD, SHERIDAN | HEAD OF WEALTH ADVISORY | 2023-05 | — not seen at a tracked firm |
| LONGLEY, JOHN, TURNBULL | HEAD OF WEALTH | 2023-05 | — not seen at a tracked firm |
| VINCENT, TOBIAH, A | CHIEF FINANCIAL OFFICER | 2023-05 | — not seen at a tracked firm |
| FOY, ASKARI, J | CHIEF COMPLIANCE OFFICER | 2023-05 | BROADMARK ASSET MANAGEMENT LLC |
| SACCOCIA, SHANNON, LEIGH | CHIEF INVESTMENT OFFICER | 2023-03 | — not seen at a tracked firm |
| MCCARRON, JAMES, DENNIS | CHIEF COMPLIANCE OFFICER | 2022-08 | — not seen at a tracked firm |
| DECHELLIS, ANTHONY, NMN | CHIEF EXECUTIVE OFFICER · MANAGER | 2022-08 | — not seen at a tracked firm |
| BROMLEY, ADAM, CHACE | CHIEF ADMINISTRATIVE OFFICER | 2022-08 | — not seen at a tracked firm |
| ROSS, ROBERT, KARL | CHIEF COMPLIANCE OFFICER | 2022-05 | — not seen at a tracked firm |
| GAVEN, STEVEN, MICHAEL | CHIEF FINANCIAL OFFICER | 2021-07 | — not seen at a tracked firm |
| SIMONS, PAUL, MICHAEL | PRESIDENT, BPW · PRESIDENT | 2021-03 | — not seen at a tracked firm |
| WOODSON, WILLIAM, IRVIN | PRESIDENT, KLS | 2021-03 | — not seen at a tracked firm |
| ANDERSON, THOMAS, KENNETH | CHIEF OPERATING OFFICER · CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER · CHIEF INVESTMENT OFFICER · EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION · EXECUTIVE DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | 2019-09 | — not seen at a tracked firm |
| KETRI, ADRIAN, NMN | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE AND RISK OFFICER | 2019-07 | PRIO WEALTH LIMITED PARTNERSHIP, Montis Financial, LLC |
| KAYE, DAVID, JOHN | DIRECTOR | 2018-12 | Creative Planning |
| DELL'ORFANO, SCOTT, WILLIAM | PRESIDENT · CHIEF OPERATING OFFICER · CHIEF STRATEGIC OFFICER | 2018-12 | — not seen at a tracked firm |
| GRIFFIN, COREY, ANTHONY | CHIEF EXECUTIVE OFFICER AND DIRECTOR · CHIEF OPERATING OFFICER | 2018-12 | — not seen at a tracked firm |
| BROWN, JAMES, CANNON | DIRECTOR | 2018-12 | — not seen at a tracked firm |
| DEUTSCH, CLAYTON, GEORGE | CHAIRMAN OF THE BOARD · DIRECTOR | 2018-07 | — not seen at a tracked firm |
| SCHWARTZ, GEORGE, GAMPFER | DIRECTOR | 2018-07 | — not seen at a tracked firm |
| BYRON, RICHARD, CARL | CHIEF ADMINISTRATIVE OFFICER | 2017-06 | Wingate Wealth Advisors, Inc. |
| COSTIGAN, DAVID, JOHN | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES · EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT · EXECUTIVE DIRECTOR OF WEALTH MANAGEMENT | 2017-02 | — not seen at a tracked firm |
| LONDON, LAURI, BETH | CHIEF COMPLIANCE OFFICER · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2017-02 | — not seen at a tracked firm |
| THOMPSON, MARK | DIRECTOR AND CHIEF EXECUTIVE OFFICER · DIRECTOR | 2017-02 | — not seen at a tracked firm |
| PARKER, CHRISTOPHER, JOHN | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS · CHIEF ADMINISTRATIVE OFFICER | 2017-02 | — not seen at a tracked firm |
| OBERLIES, WILLIAM, THOMAS | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | 2017-02 | — not seen at a tracked firm |
| RAIMONDI, PETER, JOHN | PRESIDENT AND DIRECTOR · DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER · CHIEF EXECUTIVE OFFICER, DIRECTOR | 2016-03 | — not seen at a tracked firm |
| DANIELS, SHARON, ANNE | EXECUTIVE MANAGING DIRECTOR · CHIEF OPERATING OFFICER | 2015-12 | SlateStone Wealth, LLC |
| TYLANDER, PATRICK, EDWARD | CHIEF FINANCIAL OFFICER AND TREASURER · TREASURER · CHIEF FINANCIAL OFFICER | 2015-12 | SlateStone Wealth, LLC |
| MANNING, REED, THOMAS | CHIEF INVESTMENT OFFICER | 2015-10 | FLPUTNAM INVESTMENT MANAGEMENT CO |
| JOHN, SULLIVAN, J | CHIEF BUSINESS DEVELOPMENT OFFICER · EXECUTIVE VICE PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER | 2014-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
