CIK 1623796
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2023-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HERZKA, JACOB | MEMBER/CO-PORTFOLIO MANAGER · CO-MANAGER/MEMBER, CO-PORTFOLIO MANAGER · CO-MANAGER/MEMBER · CO-MANAGER | 2022-03 | — not seen at a tracked firm |
| LANDO, DOV, STEVEN | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2020-06 | BOOTHBAY FUND MANAGEMENT, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
