CIK 1621802
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HATFIELD, JAY, DON | CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT, PORTFOLIO MANAGER, FOUNDER, DIRECTOR | 2012-01 | 75%+ ·◆ |
| CAFFREY-AGOGLIA, SAMUEL, LEE | CHIEF FINANCIAL OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE, RISK OFFICER, PORTFOLIO MANAGER | 2018-02 | <5% ·◆ |
| JOHN, MELENEY, ANDREW | PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, ANALYST | 2023-01 | <5% ·◆ |
| KOCH, JIM | COMPLIANCE AND RISK OFFICER | 2026-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RYAN, EDWARD, F. | CO-FOUNDER, MANAGER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER, AND DIRECTOR · CO-FOUNDER, MANAGER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND PORTFOLIO MANAGER · CO-FOUNDER, MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND PORTFOLIO MANAGER · CO-FOUNDER, MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND PORTFOLIO MANAGER · CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER AND CHIEF OPERATION OFFICER | 2024-03 | — not seen at a tracked firm |
| MADER, DAVID | ASSOCIATE | 2016-01 | — not seen at a tracked firm |
| SCHREIER, WILLIAM, S | MANAGING DIRECTOR AND PORTFOLIO MANAGER | 2015-03 | — not seen at a tracked firm |
| BELLER, KATHRYN, PAYNE | CHIEF COMPLIANCE OFFICER | 2015-03 | United Asset Strategies, Inc. |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
