CIK 1613158
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LANGLEY, ROBERT, ADAM | CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER | 2024-07 | — not seen at a tracked firm |
| Gordon, David, William | CHIEF LEGAL OFFICER - PRIVATE STRATEGIES · CHIEF LEGAL OFFICER | 2024-07 | — not seen at a tracked firm |
| FAZIOLI, DANIEL, ADAM | CHIEF ACCOUNTING OFFICER | 2023-04 | — not seen at a tracked firm |
| SLUSS, KEVIN, ALBERT | CHIEF RISK OFFICER | 2023-04 | — not seen at a tracked firm |
| JACKSON, TRACY, S |
| CHIEF FINANCIAL OFFICER |
| 2022-10 |
| — not seen at a tracked firm |
| BLACK, DORY, SEGALL | GENERAL COUNSEL | 2022-10 | Howard Capital Management Inc. |
| HSU, JOHN, R | CHIEF RISK OFFICER · CHIEF OPERATING OFFICER | 2022-08 | — not seen at a tracked firm |
| SILVERA, DAVID, DIBLEE | CHIEF OPERATING OFFICER | 2021-11 | — not seen at a tracked firm |
| CHANG, LU | CHIEF RISK OFFICER | 2020-04 | — not seen at a tracked firm |
| FRIEDLANDER, BRAD, ADAM | MEMBER | 2020-02 | — not seen at a tracked firm |
| SMITH, BRIAN | CHIEF OPERATING OFFICER | 2018-08 | — not seen at a tracked firm |
| PATEL, TINA, BHAGU | CHIEF COMPLIANCE OFFICER | 2014-04 | — not seen at a tracked firm |
| MCDONOUGH, ROBERT, JAKES | CHIEF RISK OFFICER | 2014-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
