CIK 1606588
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-14). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-14. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BOWEN, PATRICK, JOSEPH | PRESIDENT | 2004-01 | <5% ·◆ |
| COWLEY, STEVEN, ROBERT | CHIEF INVESTMENT OFFICER | 2004-01 | <5% ·◆ |
| MCDONALD, DONALD, HUGH | MANAGING DIRECTOR | 2001-08 | <5% ·◆ |
| STRIDSBERG, DAN | MANAGING DIRECTOR | 2003-09 | <5% ·◆ |
| Wheeler, Curtis, Matthew | CHIEF COMPLIANCE OFFICER | 2025-01 | <5% |
| OCM CAPITAL HOLDINGS, LLCentity | OWNER | 2025-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
