CIK 1605911
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ERICKSEN, CHRISTOPHER, MARTIN | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER | 2024-08 | — not seen at a tracked firm |
| TRAN, VAN | CHIEF FINANCIAL OFFICER AND HEAD OF CULTURE AND DIVERSITY · CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 2023-04 | — not seen at a tracked firm |
| BROWN, KEVIN, JAY | MEMBER OF BOARD OF DIRECTORS, MANAGING PARTNER | 2022-03 | — not seen at a tracked firm |
| PRISLIN, DANIEL, JAY | MEMBER OF BOARD OF DIRECTORS · MEMBER OF BOARD OF DIRECTORS, PORTFOLIO MANAGER | 2022-03 |
| — not seen at a tracked firm |
| CONNOR, DAVID, FORRESTER | TRUSTEE OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST · TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST | 2020-08 | — not seen at a tracked firm |
| LYTLE, SHAWN, KEITH | TRUSTEE OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST · TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST | 2020-08 | — not seen at a tracked firm |
| SALUS, RICHARD | TRUSTEE OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST · TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST | 2020-08 | — not seen at a tracked firm |
| EARLY, ROGER, ALLEN | TRUSTEE OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST · TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST | 2020-08 | — not seen at a tracked firm |
| NATALINI, SUSAN, L | TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST | 2016-05 | — not seen at a tracked firm |
| EWASKO, JASON, MICHAEL | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| MALASPINA, GINO, EMEDIO | CHIEF COMPLIANCE OFFICER | 2014-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
