CIK 1602730
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-13). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-13. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HOLLAND, CHERYL, RENE | TREASURER | 2025-01 | 50–75% ·◆ |
| CHASTAIN, XIMENA, ALEXANDRA | SECRETARY | 2009-04 | 10–25% ·◆ |
| FLOWERS, CHARLES, BAYS | CHIEF INVESTMENT OFFICER/CO- PRESIDENT | 2017-05 | 5–10% ·◆ |
| McQueen, Marc, Emerson | CHIEF COMPLIANCE OFFICER | 2026-01 | <5% ·◆ |
| GREEN, MARY, LAIRD WHITMIRE | SHAREHOLDER | 2024-01 | 5–10% |
| ROBERTSON, JONATHAN, J. | SHAREHOLDER/CO- PRESIDENT | 2022-05 | 5–10% |
| SCOTT, STEPHEN, JONES | SHAREHOLDER | 2024-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HAMMER, CHARLES, WARREN | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER - COO | 2022-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
