CIK 1599863
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DAVIS, CATHERINE, LEE | VICE PRESIDENT, TREASURER | 2020-11 | <5% ·◆ |
| DAVIS, ELWOOD, BRIAN | PRESIDENT, MANAGER, | 2020-02 | <5% ·◆ |
| REILLY, PATRICE, SWAN | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | 2020-10 | <5% ·◆ |
| NFC HOLDINGS, INCentity | MEMBER | 2020-06 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PATTEN, SCOTT, GOWELL | SHAREHOLDER NON-VOTING | 2023-03 | — not seen at a tracked firm |
| BEWKES, EUGENE, GARRETT | TRUSTEE | 2023-03 | — not seen at a tracked firm |
| DUVALL, ELIZABETH, REESE | DIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING | 2023-03 | — not seen at a tracked firm |
| Curwen, Kasia, H | SHAREHOLDER NON-VOTING | 2023-03 | — not seen at a tracked firm |
| ROSSETTI, FRANK, DOMINICK | SHAREHOLDER NON-VOTING | 2023-03 | — not seen at a tracked firm |
| DEPASQUALE, GLENN, DAVID | SHAREHOLDER NON-VOTING | 2023-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
