CIK 1596957
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-25). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-25. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Amey, Kevin, Patrick Fisher | TREASURER, DIRECTOR | 2025-01 | 5–10% ·◆ |
| BARNES, JACOB, S | SECRETARY, DIRECTOR | 2014-04 | <5% ·◆ |
| DUSSOLD, JAMES, GERARD | PRESIDENT, DIRECTOR | 1990-02 | <5% ·◆ |
| GLENN, JACQUELYN, ELAYNE | CHIEF COMPLIANCE OFFICER | 2022-07 | <5% ·◆ |
| HORTON, BARNABAS, D | DIRECTOR | 2022-01 | <5% ·◆ |
| MEIER, JOHN, T | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2026-01 | <5% ·◆ |
| O'GRADY, JORDAN, MICHAEL | STOCKHOLDER | 2016-01 | 5–10% |
| MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006entity | STOCKHOLDER | 2006-06 | 5–10% ·◆ |
| BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013entity | STOCKHOLDER | 2014-04 | 10–25% |
| JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996entity | STOCKHOLDER | 1996-05 | 10–25% |
| JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015entity | STOCKHOLDER | 2015-11 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MEIER, JOHN, ALAN | SENIOR GENERAL LEGAL COUNSEL · TRUSTEE · GENERAL LEGAL COUNSEL, DIRECTOR · GENERAL LEGAL COUNSEL | 2024-12 | — not seen at a tracked firm |
| SADARO, SCOTT, ANTHONY | GRANTOR AND TRUSTEE OF SADARO LIVING TRUST · TRUSTEE · CHIEF FINANCIAL OFFICER | 2024-12 | — not seen at a tracked firm |
| BERGMAN, BRADLEY, ANTHONY | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| BARNES, ANNA | GRANTOR AND TRUSTEE OF BARNES FAMILY REVOCABLE TRUST · TRUSTEE | 2024-12 | — not seen at a tracked firm |
| Horton, Michelle | GRANTOR AND TRUSTEE OF MICHELLE HORTON LIVING TRUST · TRUSTEE | 2024-12 | — not seen at a tracked firm |
| ROCKER, KRISTY, L | GRANTOR AND TRUSTEE OF SADARO LIVING TRUST · TRUSTEE | 2024-12 | — not seen at a tracked firm |
| SALINARDI, JASON, M | GENERAL LEGAL COUNSEL | 2024-12 | — not seen at a tracked firm |
| MUNZ, JOHN, TIMOTHY | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| KRSTIC, MEGAN, ASHLEY | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| MCDONALD, JOHN, KEITH | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| Perfect, Joshua, L | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| FISHER, CLAY, MACKENZIE | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| Harrison, Jason, Allen-Pechar | STOCKHOLDER | 2024-12 | — not seen at a tracked firm |
| SLOAN, CAROL, D | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| BEST, MICHAEL, LYNN | GRANTOR AND TRUSTEE OF MICHAEL L AND ANN FISCHER BEST REVOCABLE TRUST · TRUSTEE · SHAREHOLDER | 2022-01 | — not seen at a tracked firm |
| BEST, ANN, FISCHER | GRANTOR AND TRUSTEE OF MICHAEL L AND ANN FISCHER BEST REVOCABLE TRUST · TRUSTEE | 2022-01 | — not seen at a tracked firm |
| GREER, MAX, WELDON | GRANTOR OF MAX W GREER JR REVOCABLE TRUST · TRUSTEE · PRESIDENT, DIRECTOR | 2019-12 | — not seen at a tracked firm |
| Greer, Michele, L | TRUSTEE OF MAX W GREER JR REVOCABLE TRUST | 2019-12 | — not seen at a tracked firm |
| Steinert, Megan, L | TRUSTEE OF MAX W GREER JR REVOCABLE TRUST | 2019-12 | — not seen at a tracked firm |
| Greer, Michael, W | TRUSTEE OF MAX W GREER JR REVOCABLE TRUST | 2019-12 | — not seen at a tracked firm |
| MEIER, DANIELLE, GAGNON | TRUSTEE | 2019-11 | — not seen at a tracked firm |
| MCKENZIE, JEROME, WESLEY | AML OFFICER | 2017-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
