CIK 1569667
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-22). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-22. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PHELPS, ROBERT, WYLIE | PRESIDENT | 2000-09 | 25–50% ·◆ |
| KEBBEKUS, BENJAMIN, JEROME | VICE PRESIDENT | 2021-01 | 10–25% ·◆ |
| PAWLAK, DEREK, JOSEPH | VICE PRESIDENT | 2023-09 | 10–25% ·◆ |
| GRUBER, JACLYN, ARIELLA | SHAREHOLDER | 2024-04 | 5–10% |
| GRUNAU, PAUL, WILLIAM | SHAREHOLDER | 2023-08 | 5–10% |
| HARTGRUNAU, JEANIE, MARIE | SHAREHOLDER | 2023-08 | 5–10% |
| SCHUMACHER, DANA, SEAL | SHAREHOLDER | 2023-09 | 5–10% |
| SCHUMACHER, PETER, FRANCIS | SHAREHOLDER | 2023-08 | 5–10% |
| HEINIG, RANDY, JAMES | CHIEF COMPLIANCE OFFICER | 2026-01 | <5% |
| Suttmiller, Eric, James | SHAREHOLDER | 2025-10 | <5% |
| ALLISON FAMILY TRUSTentity | SHAREHOLDER | 2024-04 | 5–10% |
| MICHAEL J. CLEARY LIVING TRUSTentity | SHAREHOLDER | 2023-08 | 5–10% |
| WARNER LIVING TRUSTentity | SHAREHOLDER | 2024-07 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PURINTUN, ALAN, LAWRENCE | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| NACKERS, GERALD, WAYNE | OWNER | 2021-01 | — not seen at a tracked firm |
| NACKERS, THOMAS, HENRY | OWNER | 2017-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
