CIK 1569356
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LI, Trevor Kiaran Ka-Chi | CHIEF FINANCIAL OFFICER | 2024-03 | <5% ·◆ |
| SCHACHTER, RON, ARMIN | PORTFOLIO MANAGEMENT | 2010-02 | <5% ·◆ |
| WANG, BING | DIRECTOR AND CHIEF INVESTMENT OFFICER | 2010-02 | <5% ·◆ |
| BACKENHORN, IRENE ERIKA | CHIEF COMPLIANCE OFFICER | 2020-09 | <5% |
| NINE MASTS CAPITAL MANAGEMENTentity | SHAREHOLDER OF NINE MASTS CAPITAL LIMITED AND MANAGER OF THE FUNDS | 2010-02 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
