CIK 1568555
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ARCHAMBO, WAYNE, JOSEPH | MANAGING MEMBER | 2009-12 | 75%+ ·◆ |
| YI, SO CHONG | CHIEF COMPLIANCE OFFICER | 2019-11 | <5% ·◆ |
| JIANG, KELVIN, XIN | RESEARCH ANALYST | 2020-10 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2022-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GREELY, SEAN, MICHAEL |
| RESEARCH ANALYST |
| 2020-06 |
| — not seen at a tracked firm |
| LAWLOR, HENRY, JAMES | CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| DONAHUE, DEBORAH, JEAN | HEAD TRADER | 2018-03 | — not seen at a tracked firm |
| LI, JANE, LIOU | RESEARCH ANALYST | 2017-03 | — not seen at a tracked firm |
| ELIA, PAUL, WILLIAM | RESEARCH ANALYST | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
