CIK 1568389
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BARTLETT, TYLER, DAVIDSON | DIRECTOR OF WEALTH MANAGEMENT | 2019-03 | <5% ·◆ |
| BURGER, JEREMY, ANDREW | CEO | 2017-01 | <5% ·◆ |
| de Grys, Kristi, Heather | CHIEF OPERATING AND INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 2019-03 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2012-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| AGUAYO, ERICK, ALEXANDER | CCO | 2020-06 | Aerodigm Wealth, LLC |
| LINDSTROM, COLLEEN, JOY | CFO · CEO | 2019-02 | — not seen at a tracked firm |
| SPRATT, DAVID, STEVEN | COO/CCO · COO | 2019-02 | Badgley Phelps Wealth Managers, LLC |
| BROWN, STEPHANIE | CCO | 2014-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
