CIK 1568068
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AMEY, SARAH, JAZWINSKI | VICE PRESIDENT | 2020-07 | <5% ·◆ |
| BARRETT, RYAN, CHARLES | VICE PRESIDENT | 2020-07 | <5% ·◆ |
| BLAIRE, LAURA, JEAN | VICE PRESIDENT, CHIEF OPERATING OFFICER | 2007-02 | <5% ·◆ |
| COLELLA, LOUIS, VICTOR | VICE PRESIDENT | 2016-04 | <5% ·◆ |
| DAYTON, AARON, KENNEDY | VICE PRESIDENT | 2024-07 | <5% ·◆ |
| FOGLIA, THOMAS, A | VICE PRESIDENT | 2022-01 | <5% ·◆ |
| JAZWINSKI, ROBERT, CHARLES | PRESIDENT, MANAGING MEMBER | 1991-06 | <5% ·◆ |
| LEE, JAMES, STEPHEN | VICE PRESIDENT | 2013-01 | <5% ·◆ |
| MARCELLO, AMANDA, LYNN | VICE PRESIDENT | 2022-07 | <5% ·◆ |
| PAGLIONI, SAVERIO, NICHOLAS | VICE PRESIDENT | 2022-01 | <5% ·◆ |
| RENNE, KEVIN, KRISTOFER | VICE PRESIDENT | 2024-07 | <5% ·◆ |
| Reif, Gregory, Harrison | VICE PRESIDENT | 2024-07 | <5% ·◆ |
| SANTILLO, AUGUST, NICHOLAS | CHIEF COMPLIANCE OFFICER | 2023-04 | <5% ·◆ |
| TIESI, RYAN, CHRISTOPHER | SECRETARY, CHIEF FINANCIAL OFFICER | 2019-07 | <5% ·◆ |
| UPADHYAY, MANISH, KIRIT | VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 2023-07 | <5% ·◆ |
| WILSON, THOMAS, DANIEL | VICE PRESIDENT | 2021-07 | <5% ·◆ |
| Wright, Michelle | VICE PRESIDENT | 2025-07 | <5% ·◆ |
| YOST, RONALD, WILLIAM | VICE PRESIDENT | 2022-07 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER | 2007-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ALVARE, THOMAS, NEMESIO | VICE PRESIDENT | 2021-07 | — not seen at a tracked firm |
| PAULUS, THOMAS, DOCHERTY | VICE PRESIDENT | 2021-02 | — not seen at a tracked firm |
| EARLE, JANET, JAYNE | SECRETARY, CHIEF FINANCIAL OFFICER | 2019-10 | — not seen at a tracked firm |
| FUMEROLA, JANELLE, MARIE | VICE PRESIDENT | 2015-06 | — not seen at a tracked firm |
| ROSSI, STEPHANIE, JEAN | VICE PRESIDENT | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
