CIK 1560123
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-15). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-15. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CHU, JAMES, MICHAEL | EXECUTIVE CHAIRMAN | 2025-05 | <5% ·◆ |
| DAHNKE, SCOTT, A. (MI ONLY) | CHIEF EXECUTIVE OFFICER | 2025-05 | <5% ·◆ |
| FREECHACK, ELIZABETH, ANNE | CHIEF LEGAL OFFICER | 2026-03 | <5% |
| PIERRE, MITZIE, ARCHANNE | CHIEF COMPLIANCE OFFICER | 2021-05 | <5% |
| REID, DANIEL, TIMOTHY | CHIEF OPERATING OFFICER | 2026-03 | <5% |
| THUKRAL, NIKHIL, KUMAR | PRESIDENT | 2025-05 | <5% |
| L CATTERTONentity | SOLE SHAREHOLDER | 2014-07 | 75%+ ·◆ |
| L CATTERTON MANAGEMENT LIMITEDentity | SOLE MEMBER | 2015-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KYPRIANOU, ANNE, (NO MIDDLE NAME) | GLOBAL CHIEF FINANCIAL OFFICER | 2024-07 | — not seen at a tracked firm |
| HULL, ROBERT, STUART | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 2021-05 | — not seen at a tracked firm |
| MCPHERSON, DAVID, M. (MI ONLY) | CHIEF LEGAL OFFICER · CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER · MEMBER AND CHIEF LEGAL OFFICER | 2021-03 | — not seen at a tracked firm |
| KIM-SUK, SANDRA, ANN | CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | 2017-09 | — not seen at a tracked firm |
| ZADOURIAN, KEVIN, S. (MI ONLY) | CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL | 2014-03 | — not seen at a tracked firm |
| SCERBO, JOHN, R. (MI ONLY) | CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
