CIK 1559077
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DELFINO, MARK, JAMES | CHIEF EXECUTIVE OFFICER | 2008-03 | <5% ·◆ |
| BERTI, BRUCE | CHIEF FINANCIAL OFFICER | 2021-04 | <5% |
| ENGLAND, HEATHER, BURKE | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2020-12 | <5% |
| WIELICZKO, VANESSA, HALE | CHIEF INVESTMENT OFFICER | 2020-12 | <5% |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2006-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WATERS, TROY, JUSTIN | CHIEF TECHNOLOGY OFFICER · MANAGING DIRECTOR · DIRECTOR | 2023-09 | — not seen at a tracked firm |
| CULLINGTON, ELISABETH | MANAGING DIRECTOR · DIRECTOR | 2022-01 | — not seen at a tracked firm |
| MUELLER, PETER, WILLIAM | MANAGING DIRECTOR | 2022-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
