CIK 1558858
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BAUKH, SIMON, MICHAEL | DIRECTOR | 2022-03 | <5% ·◆ |
| COREY, MATTHEW, JAMES | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER | 2020-03 | <5% ·◆ |
| EL KHOURY, RYAN, FRANCIS | CO-FOUNDER AND PARTNER | 2011-07 | <5% ·◆ |
| GERSON, RICHARD, MATTHEW | FOUNDER, CHAIRMAN AND CHIEF INVESTMENT OFFICER | 2011-07 | <5% ·◆ |
| SCHNEIDER, JOSEPH, DAVID | CHIEF COMPLIANCE OFFICER | 2021-06 | <5% ·◆ |
| SUAREZ, FRANCIS, X | PRESIDENT | 2026-03 | <5% ·◆ |
| UDWADIA, NAVROZ, DARIUS | CO-FOUNDER AND PARTNER | 2011-07 | <5% ·◆ |
| WEIST, CATHY, ANN | GENERAL COUNSEL AND CO- CHIEF OPERATING OFFICER | 2020-11 | <5% ·◆ |
| ZINKERMAN, JEFFREY, ROBERT | CHIEF TECHNOLOGY OFFICER | 2018-09 | <5% ·◆ |
| ALPHA WAVE GLOBAL MANAGEMENT, LPentity | LIMITED PARTNER | 2026-05 | 75%+ ·◆ |
| ALPHA WAVE GLOBAL, LPentity | SHAREHOLDER | 2021-07 | 75%+ ·◆ |
| ALPHA WAVE INVESTMENTS LIMITEDentity | DESIGNATED MEMBER OF ALPHA WAVE GLOBAL, LLP (RELYING ADVISER) | 2011-08 | 75%+ ·◆ |
| ALPHA WAVE GLOBAL, LLCentity | GENERAL PARTNER | 2011-07 | <5% ·◆ |
| ALPHA WAVE INVESTMENTS II LIMITEDentity | SHAREHOLDER | 2026-01 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CARPENTER, SCOTT, CHRISTOPHER | CHIEF OPERATING OFFICER - FALCON EDGE GROUP · CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER · CHIEF OPERATING OFFICER | 2023-03 | — not seen at a tracked firm |
| LAMANNA, JEFFREY, MARK | CHIEF COMPLIANCE OFFICER - FALCON EDGE GROUP · CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| MASINO, KRISTEN, CARROLL | CHIEF FINANCIAL OFFICER | 2019-03 | — not seen at a tracked firm |
| Cho, Mark, Sun | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 2019-03 | — not seen at a tracked firm |
| SCHMIDT, OWEN, MATTHEW | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2018-03 | Kinetic Partners Management, LP |
| MINSHULL, JAMES, RICHARD | CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER (FALCON EDGE CAPITAL, LP AND FALCON EDGE CAPITAL, LLP) · CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2016-08 | — not seen at a tracked firm |
| WRIGHT, ANDREW | CHIEF FINANCIAL OFFICER | 2015-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
