CIK 1556278
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| APPEN, BENJAMIN, SHERIDAN | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 2003-08 | 25–50% ·◆ |
| HALL, JAMES, MICHAEL | MANAGING MEMBER | 2003-08 | 10–25% ·◆ |
| BOSTIC, HENRY, HAWES | CHIEF INVESTMENT OFFICER, MEMBER | 2025-01 | 5–10% ·◆ |
| DAYKIN, GRAEME, EDWARD | PRESIDENT, MEMBER | 2017-01 | 5–10% ·◆ |
| COHEN, MATTHEW, SCOTT | CHIEF FINANCIAL OFFICER, MEMBER | 2025-01 | <5% ·◆ |
| D'AMBROSIO, NICHOLAS, MARTIN | CHIEF COMPLIANCE OFFICER | 2025-01 | <5% ·◆ |
| LODEWICK, RICHARD, OSBORNE |
| 2016-01 |
| <5% ·◆ |
| Messinger, Andrew, Howard | GENERAL COUNSEL | 2016-01 | <5% ·◆ |
| YUAN, ELISHEVA, BELLA | CHIEF OPERATING OFFICER, MEMBER | 2021-10 | <5% ·◆ |
| CHANG, DEREK, NMN | TRUSTEE | 2020-12 | 5–10% |
| CHANG, LESLIE, NMN | TRUSTEE | 2020-12 | 5–10% |
| JJHF DELAWARE TRUST HOLDINGS LLCentity | MEMBER | 2024-09 | 10–25% |
| APPEN-CHANG 2012 TRUSTentity | MEMBER | 2020-12 | 5–10% |
| JLHF 2020 DELAWARE TRUST HOLDINGS LLCentity | MEMBER | 2025-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Hall, Robert, D | TRUSTEE | 2024-03 | — not seen at a tracked firm |
| PATEL, BIRAL, ATUL | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | 2022-03 | — not seen at a tracked firm |
| STILES, ERIC, DUTTON | MEMBER | 2020-06 | — not seen at a tracked firm |
| MORGAN, CHARLES, MILLEGE | GENERAL COUNSEL, MEMBER | 2016-11 | — not seen at a tracked firm |
| WATERHOUSE, RAYMOND, ALBERT | DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER | 2015-08 | — not seen at a tracked firm |
| ENGLISH, CHRISTOPHER | MEMBER | 2015-01 | — not seen at a tracked firm |
| NELSON, STEPHEN, ROBERT | GENERAL COUNSEL, MEMBER | 2014-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
