CIK 1550057
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GOELZER, GREGORY, WILLIAM | CHAIRMAN AND CEO | 2003-06 | 25–50% ·◆ |
| MCKAMEY, BRETT, DEAN | SENIOR PARTNER | 2003-06 | 10–25% ·◆ |
| Ackerman, Cheryl, Ann | CHIEF FINANCIAL OFFICER | 2026-03 | <5% ·◆ |
| COTTERILL, CHRIS, WARD | PRESIDENT | 2020-04 | <5% ·◆ |
| STEPHENS, GAVIN, WAYNE | CHIEF INVESTMENT OFFICER | 2024-01 | <5% ·◆ |
| WATSON, BRANDON, SCOTT | CHIEF COMPLIANCE OFFICER | 2024-09 | <5% ·◆ |
| CONCANNON, JAMES, ANDREW | SENIOR PARTNER | 2009-11 | 5–10% |
| HUTCHINSON, DONALD, JOSEPH | CHIEF GROWTH OFFICER | 2021-06 | 5–10% |
| PYNE, BRIAN, JOSEPH | MANAGING DIRECTOR, PRIVATE CLIENT | 2012-03 | 5–10% |
| GOELZER EMPLOYEE STOCK OWNERSHIP PLANentity | OWNER | 2010-12 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BUSH, JEFFREY ADAM | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISORY SERVICES | 2024-03 | — not seen at a tracked firm |
| WILD, GEORGE, POSEY | OWNER | 2023-12 | — not seen at a tracked firm |
| RYKER, CHRISTOPHER, ANTHONY | OWNER | 2023-12 | — not seen at a tracked firm |
| RYNERSON, DEBRA ANN | FINANCIAL OPERATIONS PRINCIPAL | 2022-11 | — not seen at a tracked firm |
| SMITH, NEAL ANDREW | OWNER | 2022-01 | — not seen at a tracked firm |
| GOELZER, DON WILLIAM | OWNER · OWNER, TRUSTEE | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
