CIK 1548594
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AGRAWAL, NEERAJ, NMN | EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT | 2007-07 | <5% ·◆ |
| BROWN, MICHAEL, MAURICE | EXECUTIVE OFFICER, BOARD MEMBER, PRESIDENT | 2007-07 | <5% ·◆ |
| EL-HAFED, MORAD, NMN | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2018-02 | <5% ·◆ |
| FELDMAN, JESSE, ROSS | EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT | 2012-01 | <5% ·◆ |
| FLEISCHER, RUSSELL, LAWRENCE | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2016-02 | <5% ·◆ |
| LEE, ROGER, HAMILTON | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2005-07 | <5% ·◆ |
| PEREZ-DEISBOECK, LIZETTE, MARIE | SECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 2012-02 | <5% ·◆ |
| SCHIAVO, CHRISTOPHER, CYN | TREASURER, CHIEF FINANCIAL OFFICER | 2006-07 | <5% ·◆ |
| SMOTHERMAN, ZACHARY, LAVALLEE | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2022-02 | <5% ·◆ |
| STONER, CHELSEA, RHEA | EXECUTIVE OFFICER, VICE PRESIDENT | 2014-02 | <5% ·◆ |
| TABORS, ROBERT, DAVID | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2005-01 | <5% ·◆ |
| THAKKER, DHARMESH, DINESH | EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2015-02 | <5% ·◆ |
| TOBIN, SCOTT, RUSSELL | BOARD MEMBER, EXECUTIVE OFFICER OF BATTERY MANAGEMENT CORP. | 2005-01 | <5% ·◆ |
| BATTERY MANAGEMENT COMPANY LLCentity | SHAREHOLDER | 2005-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PARNAFES, ITZIK | EXECUTIVE OFFICER | 2021-03 | — not seen at a tracked firm |
| CROTTY, THOMAS, JOSEPH | EXECUTIVE OFFICER · PRESIDENT, BOARD MEMBER | 2018-05 | — not seen at a tracked firm |
| FRISBIE, RICHARD, DAVID | EXECUTIVE OFFICER · BOARD MEMBER, EXECUTIVE OFFICER | 2018-05 | — not seen at a tracked firm |
| LAWLER, KENNETH, PATRICK | EXECUTIVE OFFICER | 2018-05 | — not seen at a tracked firm |
| HANSON, CHRISTOPHER, ALAN | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · TREASURER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
