CIK 1546190
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PECK, BOBBY, RAY | MANAGING DIRECTOR, MANAGING MEMBER, TRUSTEE | 2007-10 | 50–75% ·◆ |
| RAAB, ANDREW, JOHN | MANAGING DIRECTOR, MANAGING MEMBER, TRUSTEE | 2007-10 | 50–75% ·◆ |
| CHIANG, SIU, [NMN] | CHIEF FINANCIAL OFFICER | 2012-08 | <5% ·◆ |
| PECK, ELLEN, WALSH | TRUSTEE | 2008-09 | 50–75% |
| AJR REVOCABLE TRUSTentity | MEMBER | 2021-01 | 50–75% ·◆ |
| PECK 2007 FAMILY TRUSTentity | MEMBER | 2008-09 | 50–75% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| JOHANN, THOMAS, EDWARD | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER · CHIEF OPERATING OFFICER | 2024-03 | — not seen at a tracked firm |
| HAZLEHURST, THOMAS, BLACKBURN | DIRECTOR | 2023-03 | — not seen at a tracked firm |
| RAAB, CATHERINE, KONOVALIV | TRUSTEE | 2020-03 | — not seen at a tracked firm |
| LANE, STEPHEN, DENGLER | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2012-02 | Maple Rock Capital Partners Inc. |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
