CIK 1542339
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BARRY, RICHARD, SCOTT | COO | 2014-06 | 25–50% ·◆ |
| SUTTER, MARTIN, PAUL | PRESIDENT, DIRECTOR, SECRETARY, MANAGING DIRECTOR | 2003-11 | 25–50% ·◆ |
| THANGARAJ, IMMANUEL, NMN | MANAGING DIRECTOR | 2003-11 | 25–50% ·◆ |
| VAINIO, PETRI, TAPANI | TREASURER, DIRECTOR, MANAGING DIRECTOR | 2003-11 | 25–50% ·◆ |
| HIMAWAN, JEFF, SUGITA | MANAGING DIRECTOR | 2003-11 | 10–25% ·◆ |
| HILL, GREGORY, LEE | CCO, CFO | 2023-08 | <5% ·◆ |
| HURSEVER, EVIS, CAMA | CEO | 2024-11 |
| <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KOLODZIEJCYK, RICHARD, LEE | CFO - LEGACY FUNDS · CFO, CCO | 2024-10 | — not seen at a tracked firm |
| NEELS, GUIDO, JULIUS | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| EASTMAN, RON, WELCOME | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| WIGGINS, STEPHEN, FORD | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| CURRIE, JAMES, LEES | MANAGING DIRECTOR · TREASURER | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
