CIK 1542164
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ANGUS, TED, FYKE | GENERAL COUNSEL | 2025-12 | <5% ·◆ |
| MILLER, STEVEN, BRADFORD | CHIEF EXECUTIVE OFFICER | 2020-08 | <5% ·◆ |
| SHEPARD, ZACHARY, DAVID | CHIEF REVENUE OFFICER | 2020-08 | <5% ·◆ |
| Williams, Sabrina, Ann | CHIEF OPERATING OFFICER | 2020-08 | <5% ·◆ |
| ZYLA, GARY, GEORGE | CHIEF FINANCIAL OFFICER & TREASURER | 2025-12 | <5% ·◆ |
| HADAWAY, JAMES, RUSSELL | CHIEF COMPLIANCE OFFICER | 2019-07 | <5% |
| ASSETMARK FINANCIAL HOLDINGS, INC.entity | OWNER | 2025-12 |
| 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COLUZZI, MICHAEL, ROBERT | CHIEF FINANCIAL OFFICER | 2024-03 | — not seen at a tracked firm |
| David, Scott, Bishop | PRESIDENT | 2024-03 | — not seen at a tracked firm |
| FEDELE, GERRIT, ANDREW | CHIEF ADMINISTRATIVE OFFICER · CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER · PRESIDENT | 2023-04 | — not seen at a tracked firm |
| BILLUPS, JOSEPH, SCOTT | CHIEF FINANCIAL OFFICER | 2019-03 | — not seen at a tracked firm |
| Knapp, Jeremy | CFO | 2018-05 | — not seen at a tracked firm |
| O´Connor, Patrick, J | CHIEF EXECUTIVE OFFICER | 2017-10 | — not seen at a tracked firm |
| NEWLIN, NICOLE, P | PRESIDENT | 2017-06 | — not seen at a tracked firm |
| BLOOD, JOHN, T | CHIEF EXECUTIVE OFFICER | 2017-03 | — not seen at a tracked firm |
| MCNEIL, ALMUS, LAWAIN | PRESIDENT · OWNER/MEMBER · CHIEF MARKETING OFFICER | 2014-12 | — not seen at a tracked firm |
| SHAPPELL, RICHARD, PAUL | CHIEF FINANCIAL OFFICER | 2014-12 | — not seen at a tracked firm |
| KLEIN, MARK, BRUCE | OWNER/MEMBER | 2012-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
