CIK 1542153
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BIRENBAUM, ADAM, LAWRENCE | CHIEF EXECUTIVE OFFICER | 2024-07 | <5% ·◆ |
| BRADLEY, GINA, KULIG | CHIEF ADMINISTRATIVE OFFICER | 2011-10 | <5% ·◆ |
| FERRI, JUSTIN, CHRISTOPHER | CHIEF OPERATING OFFICER | 2025-04 | <5% ·◆ |
| GRATCH, VINCENT, JOSEPH | DEPUTY CHIEF COMP. OFFICER | 2024-04 | <5% ·◆ |
| Gupta, Dhruv | CHIEF FINANCIAL OFFICER | 2025-05 | <5% ·◆ |
| HIRSH, JOEL, DAVIDSON | CHIEF INVESTMENT OFFICER | 2026-01 | <5% ·◆ |
| STELLEY, JOHN, C. | CHIEF COMPLIANCE OFFICER | 2024-04 | <5% ·◆ |
| Sullivan, Karla, Anne | SENIOR VP, SEGMENT GENERAL COUNSEL | 2023-03 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2011-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KATZ, BRIAN, WILLIAM | PRESIDENT OF COLONY INVESTMENT MANAGEMENT & CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER & PRESIDENT OF COLONY INVESTMENT MANAGEMENT | 2024-11 | — not seen at a tracked firm |
| RUBIN, RONALD, JOSEPH | VICE-CHAIR AND CO-PRESIDENT · PRESIDENT AND VICE CHAIRMAN · PRESIDENT, VICE CHAIRMAN, AND CHIEF CULTURAL OFFICER · PRESIDENT AND CHIEF CULTURAL OFFICER | 2024-11 | — not seen at a tracked firm |
| RYAN, SHEILA, ANN | PRESIDENT, COLONY WEALTH MANAGEMENT | 2024-11 | — not seen at a tracked firm |
| IOSOVICH, ZINOVY | CO-PRESIDENT | 2024-11 | — not seen at a tracked firm |
| PAPA, SALVATORE, JOHN | CHIEF LEGAL & RISK OFFICER | 2024-11 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| ANDERSON, DANIEL, MARK | CHIEF FINANCIAL OFFICER | 2024-11 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| NATHANSON, MICHAEL, JEFFREY | CHAIR & CEO · CHAIRMAN & CEO · CHAIRMAN, CEO & PRESIDENT · PRESIDENT, CEO & DIRECTOR · PRESIDENT, CEO & MANAGER · PRESIDENT & CEO | 2024-06 | — not seen at a tracked firm |
| Feeney, Terri, Ann | CHIEF FINANCIAL OFFICER | 2024-06 | — not seen at a tracked firm |
| SADLER, STEPHEN, THOMAS | PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR WEALTH ADVISOR · MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR · MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR · SENIOR FINANCIAL COUNSELOR & DIRECTOR · SENIOR FINANCIAL COUNSELOR & MANAGER · SENIOR FINANCIAL COUNSELOR | 2024-01 | — not seen at a tracked firm |
| TALBOT, ELISABETH, LOUISE | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR · MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR · SENIOR FINANCIAL COUNSELOR, CHIEF MARKET STRATEGIST & DIRECTOR · EXECUTIVE DIRECTOR, CHIEF MARKET STRATEGIST & MANAGER · EXECUTIVE DIRECTOR & CHIEF MARKET STRATEGIST | 2021-10 | — not seen at a tracked firm |
| STELLJES, STEPHEN, RAYMOND | PRESIDENT OF CLIENT SERVICES AND SENIOR WEALTH ADVISOR · PRESIDENT OF CLIENT SERVICES · PRESIDENT OF COLONY WEALTH MANAGEMENT AND SENIOR FINANCIAL COUNSELOR · SENIOR FINANCIAL COUNSELOR & PRESIDENT OF COLONY WEALTH MANAGEMENT | 2021-10 | — not seen at a tracked firm |
| GLOVSKY, ROBERT, JAMES | VICE CHAIR · VICE CHAIR AND SENIOR WEALTH ADVISOR · VICE CHAIR AND SENIOR FINANCIAL COUNSELOR | 2021-10 | — not seen at a tracked firm |
| STEINBERG, RICHARD, DAVID | CHIEF MARKET STRATEGIST | 2021-10 | — not seen at a tracked firm |
| WHITE, JOHN, CHRISTOPHER | CHIEF ADMINISTRATIVE OFFICER | 2021-02 | — not seen at a tracked firm |
| GELLER, CARY, PAUL | MANAGING DIRECTOR AND SENIOR FINANCIAL COUNSELOR | 2017-08 | — not seen at a tracked firm |
| LEE, NADINE, GORDON | MANAGING DIRECTOR, METRO NY OFFICES & PRESIDENT, COLONY FAMILY OFFICE · PRESIDENT, COLONY FAMILY OFFICE & MANAGING DIRECTOR OF NY METRO OFFICE | 2017-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
