CIK 1542143
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CEPARANO, JOHN, JOSEPH | ELECTED MANAGER | 2018-05 | <5% ·◆ |
| DAYS, THERESA, APRUZZESE | CHIEF COMPLIANCE OFFICER AND PRINCIPAL | 2019-01 | <5% ·◆ |
| DERGARABEDIAN, SARAH, DUFFELL | ELECTED MANAGER | 2025-05 | <5% ·◆ |
| FAD, REGAN, DARBY | CHIEF LEGAL OFFICER | 2023-10 | <5% ·◆ |
| Kapoor, Shelly | CHIEF OPERATING OFFICER | 2026-06 | <5% ·◆ |
| Kipp, James, Peter | CHIEF FINANCIAL OFFICER | 2026-01 | <5% ·◆ |
| MALLIK, GAURAV | CHIEF INVESTMENT OFFICER | 2026-06 | <5% ·◆ |
| MCCUINE, JOSEPH, EDWARD | PRESIDENT | 2026-01 | <5% ·◆ |
| ORECCHIO, THOMAS, ANTHONY | ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER | 2010-11 | <5% ·◆ |
| PADULA, GEORGE, THOMAS | ELECTED MANAGER | 2022-01 | <5% ·◆ |
| RUNYEN, PATRICK, DENNIS | ELECTED MANAGER | 2025-05 | <5% ·◆ |
| WILLOUGHBY, MARK, ANTHONY | ELECTED MANAGER | 2024-01 | <5% ·◆ |
| ZIEMER, MICHAEL, JOHN | ELECTED MANAGER | 2025-05 | <5% ·◆ |
| ROBINS, BENJAMIN, JOHN | APPOINTED MANAGER | 2023-05 | <5% |
| WANG, ETHAN, JAY | APPOINTED MANAGER | 2023-05 | <5% |
| MODERA CAPITAL, INC.entity | MEMBER | 2010-11 | 25–50% ·◆ |
| TCP FUND II, LLCentity | MEMBER | 2024-09 | 10–25% |
| TRIA ASSET HOLDINGS A, LLCentity | MEMBER | 2020-12 | 10–25% |
| TRIA ASSET HOLDINGS C, LLCentity | MEMBER | 2023-04 | 10–25% |
| TRIA ASSET HOLDINGS F, LLCentity | MEMBER | 2024-09 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HENNING, KELLY, ANN | ELECTED MANAGER | 2024-12 | — not seen at a tracked firm |
| MANSKE, RICHARD, DALE | APPOINTED MANAGER | 2024-12 | — not seen at a tracked firm |
| PALME, HARLI, LYNN | APPOINTED MANAGER, CHIEF OPERATING OFFICER | 2024-12 | — not seen at a tracked firm |
| KEATLEY, KAREN, R. | APPOINTED MANAGER · ELECTED MANAGER | 2023-12 | — not seen at a tracked firm |
| BERNHARDT, GORDON, JOEL | APPOINTED MANAGER | 2023-12 | — not seen at a tracked firm |
| SWEENEY, KEVIN, PATRICK | CHIEF LEGAL OFFICER · CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
| BOINSKE, CHARLES, PHILIP | MEMBER, APPOINTED MANAGER | 2023-04 | — not seen at a tracked firm |
| CLARK, TIMOTHY, ROGER | APPOINTED MANAGER | 2023-04 | — not seen at a tracked firm |
| LEONE, ADAM, JOSEPH | ELECTED MANAGER · OFFICER | 2021-10 | — not seen at a tracked firm |
| SIEFERT, ROBERT, DAVID | ELECTED MANAGER · CHIEF EXECUTIVE OFFICER | 2021-10 | — not seen at a tracked firm |
| RIOBOLI, MARK, ANTHONY | MEMBER | 2021-04 | — not seen at a tracked firm |
| HOCKETT, ROBERT, SPENCER | ELECTED MANAGER · MANAGER | 2019-03 | — not seen at a tracked firm |
| PLECHNER, GREGORY, NMN | ELECTED MANAGER | 2018-03 | — not seen at a tracked firm |
| DOHERTY, MILES, DOUGLAS | CHIEF COMPLIANCE OFFICER | 2013-03 | — not seen at a tracked firm |
| LEBLANC, JOHN, HENRY | CHIEF COMPLIANCE OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
