CIK 1542108
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-18). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-18. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| VERITY, PAULA, MURRAY | CHIEF FINANCIAL OFFICER | 2023-03 | <5% ·◆ |
| VERITY, WILLIAM, WYMOND | MANAGING MEMBER/PRESIDENT/DIRECTOR | 2002-02 | <5% ·◆ |
| OLVERA, TANYA, MICHELLE | CHIEF COMPLIANCE OFFICER | 2023-11 | <5% |
| VERITY FAMILY VENTURES, INC.entity | MEMBER | 2023-03 | 50–75% ·◆ |
| AFP LEGACY LTD.entity | MEMBER | 2013-10 | 10–25% |
| INVICTUS INVESTMENT CORPORATIONentity | MEMBER | 2018-02 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Tyminski, Nancy, Jean | CHIEF COMPLIANCE OFFICER | 2023-09 | — not seen at a tracked firm |
| Kronket, Michael, William | CHIEF COMPLIANCE OFFICER | 2023-08 | — not seen at a tracked firm |
| NIX, MICHAEL, WAYNE | CHIEF INVESTMENT OFFICER | 2021-02 | — not seen at a tracked firm |
| RYDER, DAVID, ROSS | MEMBER | 2021-02 | — not seen at a tracked firm |
| VERITY, JONATHAN, GEORGE | MEMBER | 2021-02 | — not seen at a tracked firm |
| ANDERSON, CHARLES, COLLINS | MEMBER | 2021-02 | — not seen at a tracked firm |
| COSTIGAN, JOSEPH, J | DIRECTOR OF RESEARCH/SENIOR PM | 2019-08 | — not seen at a tracked firm |
| THOMAS, GREGORY, NELSON | MEMBER, DIRECTOR, CHIEF INVESTMENT OFFICER | 2012-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
