CIK 1536755
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| SEESE, MICHAEL, CHARLES | CO-FOUNDER / OWNER, CAO, & FINANCIAL ADVISOR | 2023-04 | 50–75% ·◆ |
| SPURGEON, DANIEL, LEE | PARTNER, CHIEF INVESTMENT OFFICER, FINANCIAL ADVISOR | 2023-04 | 25–50% ·◆ |
| JEFFREY, SHANELL | CHIEF EXECUTIVE OFFICER, PARTNER | 2024-12 | 5–10% ·◆ |
| ROTHCHILD, MATTHEW, DAVID | CHIEF COMPLIANCE OFFICER | 2024-06 | <5% ·◆ |
| BRAUTIGAN, TYLER, ANDREW | SHAREHOLDER, FINANCIAL ADVISOR | 2026-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KIMPEL, TODD, EDWARD | CO-FOUNDER / OWNER & FINANCIAL ADVISOR | 2024-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
