CIK 1536592
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KRANE, JONATHAN, ADAM | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | 2011-03 | 10–25% ·◆ |
| Adelman, David, Isaac | MANAGING DIRECTOR AND GENERAL COUNSEL | 2021-03 | <5% ·◆ |
| Gafner, Odette | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | 2019-03 | <5% ·◆ |
| LO, KINFAI | CHIEF FINANCIAL OFFICER | 2019-09 | <5% ·◆ |
| SHELON, JONATHAN, ALLEN | CHIEF OPERATING OFFICER | 2018-09 | <5% ·◆ |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC.entity | OWNER | 2017-09 | 50–75% ·◆ |
| KFA ONE HOLDINGS, LLCentity | OWNER | 2017-09 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KRANE, JENNIFER, ALEXIS | MANAGING DIRECTOR · VICE PRESIDENT · CHIEF COMPLIANCE OFFICER · CCO, VICE PRESIDENT AND MEMBER · VICE PRESIDENT AND MEMBER | 2019-09 | — not seen at a tracked firm |
| AHERN, BRENDAN, EDWARD | CHIEF INVESTMENT OFFICER | 2019-09 | — not seen at a tracked firm |
| LINDENFELD, MAX | CHIEF COMPLIANCE OFFICER | 2018-09 | — not seen at a tracked firm |
| KELLY, NANCY, MEARA | CHIEF COMPLIANCE OFFICER | 2017-02 | — not seen at a tracked firm |
| TOUMPAS, MARY | CHIEF COMPLIANCE OFFICER | 2016-02 | — not seen at a tracked firm |
| MATTIOLI, DIANNE, PALUMBO | CHIEF COMPLIANCE OFFICER | 2015-04 | — not seen at a tracked firm |
| CANNING, JOHN, JOSEPH | CHIEF COMPLIANCE OFFICER | 2013-08 | Mill Creek Capital Advisors, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
