CIK 1518235
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-01-06). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-01-06. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BURT, EMILY, ANNE | CHAIRMAN/SHAREHOLDER | 2019-09 | 10–25% ·◆ |
| BURT, TIMOTHY, E. | SHAREHOLDER | 2016-10 | 10–25% ·◆ |
| COUGHLIN, BRIAN, ROBERT | DIRECTOR/SHAREHOLDER | 2016-12 | 10–25% ·◆ |
| Mancer, Evan | PRESIDENT/CIO/SHAREHOLDER | 2016-10 | 10–25% ·◆ |
| CHRISTIE, DAVID, BRUCE | DIRECTOR | 2019-12 | <5% ·◆ |
| ENGEL, DONALD, CRAIG | DIRECTOR | 2000-05 | <5% ·◆ |
| FRASER, DANNY | CHIEF FINANCIAL OFFICER | 2017-09 | <5% ·◆ |
| Malech, Ronald, Timothy | DIRECTOR | 2021-07 | <5% ·◆ |
| Osborn, DeWayne | CHIEF COMPLIANCE OFFICER | 2017-03 | <5% ·◆ |
| WILSON-KOWAL, SHEILA, MARIE | DIRECTOR/SHAREHOLDER | 2019-12 | <5% ·◆ |
| PURDY, BRETT, ANN MIRANDA | SHAREHOLDER | 2019-12 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| EULLSCHULTZ, DONNA | DIRECTOR | 2021-11 | — not seen at a tracked firm |
| LAWTON, JAMES | DIRECTOR | 2019-11 | — not seen at a tracked firm |
| TOWNSEND, WAYNE | DIRECTOR | 2019-11 | — not seen at a tracked firm |
| WITTMIER, ELDEN | DIRECTOR | 2019-11 | — not seen at a tracked firm |
| SHAW, BRIAN, D | DIRECTOR/SHAREHOLDER · DIRECTOR | 2018-11 | — not seen at a tracked firm |
| ROBSON, GRAHAM | CHIEF COMPLIANCE OFFICER | 2017-01 | — not seen at a tracked firm |
| STOLLER, DANIEL, RICHARD | CHIEF FINANCIAL OFFICER | 2014-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
