CIK 1512779
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HEMMER, JACOB, EUGENE | CHIEF INVESTMENT OFFICER, PRESIDENT/MANAGER | 2026-01 | <5% ·◆ |
| MURPHEY, NICOLE, LARRAINE | CHIEF COMPLIANCE OFFICER | 2016-11 | <5% ·◆ |
| Legleiter, Lee | CHIEF LEGAL OFFICER | 2021-09 | <5% |
| PEAK TRUST COMPANY - AKentity | SOLE TRUSTEE OF THE SUSAN L. CICIORA TRUST | 2008-07 | 75%+ ·◆ |
| SUSAN L. CICIORA TRUSTentity | MEMBER | 2008-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LOONEY, JOEL, WALTER | CHIEF INVESTMENT OFFICER, PRESIDENT/MANAGER · ASSISTANT INVESTMENT OFFICER, PRESIDENT/MANAGER · ASSISTANT INVESTMENT OFFICER | 2024-12 | — not seen at a tracked firm |
| MILLER, STEPHEN, CARL | CHIEF LEGAL OFFICER · PRESIDENT/MANAGER · PRESIDENT/MANAGER, CHIEF COMPLIANCE OFFICER · PRESIDENT, CHIEF COMPLIANCE OFFICER · PRESIDENT | 2021-03 | — not seen at a tracked firm |
| HOREJSI, STEWART, RALPH | CHIEF INVESTMENT OFFICER · SENIOR INVESTMENT OFFICER | 2021-03 | — not seen at a tracked firm |
| FISCHER, BRENDON, JAMES | ASSISTANT INVESTMENT OFFICER | 2018-05 | — not seen at a tracked firm |
| WELSH, JENNIFER, TOMASZ | CHIEF COMPLIANCE OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
