CIK 1512652
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CHRISTODOULOU, ANDREW, MICHAEL | DIRECTOR | 2012-02 | <5% ·◆ |
| FORSTER PAZIENZA, MARGO, CHRISTINA | CHIEF COMPLIANCE OFFICER | 2022-06 | <5% ·◆ |
| MAVROUDIS, GEORGE | DIRECTOR | 2006-02 | <5% ·◆ |
| MERCURI, FRANCIS, HENRY | CHIEF FINANCIAL OFFICER | 2023-07 | <5% ·◆ |
| MESSINA, ANTHONY, JULIAN | MANAGING DIRECTOR | 2016-04 | <5% ·◆ |
| TURNER, MATTHEW, DEAN | DIRECTOR, GENERAL COUNSEL & SECRETARY | 2022-06 | <5% ·◆ |
| GUARDIAN PARTNERS INC.entity | LIMITED PARTNER |
| 2022-12 |
| 75%+ ·◆ |
| GUARDIAN CAPITAL ADVISORS INC.entity | GENERAL PARTNER | 2003-12 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CHRISTENSEN, CARL, VERNER | DIRECTOR · DIRECTOR, VICE-PRESIDENT & SECRETARY · DIRECTOR, VICE-PRESIDENT & SECRETARY, TRUSTEE OF GCUT | 2023-08 | — not seen at a tracked firm |
| YI, DONALD | CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFER | 2023-06 | GUARDIAN CAPITAL LP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
