CIK 1508512
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CONNELL, GEORGE, WASHINGTON | CHAIRMAN, CEO AND PRESIDENT | 2007-01 | 75%+ ·◆ |
| MCFEELEY, LYNDA, MARIE | SENIOR VICE PRESIDENT &TREASURER | 2010-02 | <5% |
| MCGILL, JOHN, F. | DIRECTOR | 2010-03 | <5% |
| NESS, MARIEELENA, VITOLO | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2009-06 | <5% |
| ROSENFIELD, BRUCE, ALAN | DIRECTOR | 2016-01 | <5% |
| ROVNER, PAUL, STUART | SENIOR VICE PRESIDENT & SECRETARY | 2013-10 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FRY, JOHN, ANDERSON | DIRECTOR | 2019-03 | — not seen at a tracked firm |
| MIRABELLO, FRANCIS, J. | DIRECTOR | 2015-03 | — not seen at a tracked firm |
| BUTCHER, MCBEE, NMN | VICE PRESIDENT | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
