CIK 1499094
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2025-12-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2025-12-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BUSHBY, MATTHEW, CHRISTOPHER | DIRECTOR | 2023-03 | <5% ·◆ |
| GOLDEN, ANNETTE, KATHERINE | EXECUTIVE DIRECTOR | 2023-03 | <5% ·◆ |
| LANGLEY, NICHOLAS, JAMES | DIRECTOR | 2006-06 | <5% ·◆ |
| MURPHY, TERRENCE, JAMES | CHIEF EXECUTIVE OFFICER | 2019-05 | <5% ·◆ |
| CLEARBRIDGE INVESTMENTS LIMITEDentity | COMPANY | 2009-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ELMSLIE, RICHARD, PETER | DIRECTOR | 2022-12 | — not seen at a tracked firm |
| BOYDSTON, LAURA, ANDREA | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| TRUST, JANE, ELIZABETH | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| EAKES, BRIAN, MATTHEW | DIRECTOR | 2020-06 | Clearbridge Investments, LLC |
| JOHNSON, TERENCE, MATTHEW | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| KENNEY, JOHN, DUFF | DIRECTOR | 2019-07 | — not seen at a tracked firm |
| LIM, HONG HENG LENNIE | DIRECTOR | 2019-07 | — not seen at a tracked firm |
| Schelfhaut, Julie, Marie | HEAD OF FINANCE / CO SEC | 2019-07 | — not seen at a tracked firm |
| McGann, Carl, Nelson | COO | 2019-07 | — not seen at a tracked firm |
| TALLENTIRE, SALLY, LOUISE | CCO | 2018-09 | — not seen at a tracked firm |
| SCHLIESSLER, URSULA | DIRECTOR | 2018-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
