CIK 1499091
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-11). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-11. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HIRAKAWA, HOWARD, TOMIO | SENIOR VICE PRESIDENT | 2014-12 | <5% ·◆ |
| MACELWEE, LAURENE, ERIN | CHIEF COMPLIANCE OFFICER | 2022-07 | <5% ·◆ |
| Cheng, Audrey, Lee | FUND ADVISOR GENERAL COUNSEL | 2023-04 | <5% |
| PACIFIC LIFE INSURANCE COMPANYentity | MANAGING MEMBER OF APPLICANT | 2007-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| YONIS, ROBIN, SUE | FUND ADVISOR GENERAL COUNSEL | 2022-09 | — not seen at a tracked firm |
| PACHECO, SHARON, EMI | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER AND ETHICS OFFICER · VICE PRESIDENT & CHIEF COMPLIANCE OFFICER · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| BROWN, MARYANN | EXECUTIVE VICE PRESIDENT | 2018-02 | — not seen at a tracked firm |
| TRAN, KHANH, THIEN | PRESIDENT · EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 2015-04 | — not seen at a tracked firm |
| MORRIS, JAMES, THOMAS | CHIEF EXECUTIVE OFFICER · PRESIDENT & CHIEF EXECUTIVE OFFICER | 2015-04 | — not seen at a tracked firm |
| CHEEVER, SHARON, ANN | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2015-04 | — not seen at a tracked firm |
| GRIGGS, ADRIAN, SCOTT | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER · EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2015-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
