CIK 1498383
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BORGMANN, JOSEPH, ALLEN | CHIEF FINANCIAL OFFICER | 2017-03 | <5% ·◆ |
| BOYD, PATRICK, JAMES | DIRECTOR | 2025-04 | <5% ·◆ |
| BRAVO, MARCO, ANTHONY | DIRECTOR | 2023-08 | <5% ·◆ |
| Byrnes, Dan | CHIEF EXECUTIVE OFFICER | 2025-03 | <5% ·◆ |
| GOODMAN, ERIC, BYCK | DIRECTOR | 2014-12 | <5% ·◆ |
| HUOVINEN, SUZETTE, LOUISE | DIRECTOR | 2023-05 | <5% ·◆ |
| Klassa, Chelsea, Lynn | CHIEF COMPLIANCE OFFICER | 2019-12 | <5% ·◆ |
| SENECHALLE, TIMOTHY, J. | CHIEF INVESTMENT OFFICER | 2024-05 | <5% ·◆ |
| SCHAEFER, JOHN, LARKIN | MANAGING MEMBER | 2002-04 | <5% |
| SECURIAN AAM HOLDINGS, LLCentity | SOLE DIRECT OWNER | 2014-12 | 50–75% ·◆ |
| BRAVO, INC.entity | MEMBER | 2010-01 | 5–10% ·◆ |
| SCHAEFCO, INC.entity | MEMBER | 2007-12 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ZACCARO, WARREN, JOHN | DIRECTOR | 2024-05 | — not seen at a tracked firm |
| NUTTALL, REED, J | CHIEF INVESTMENT OFFICER | 2024-03 | — not seen at a tracked firm |
| DIEDRICH, ROBERT, GORDON | DIRECTOR | 2023-03 | — not seen at a tracked firm |
| GANDHI, SIDDHARTH, SUBHASH | DIRECTOR | 2020-01 | — not seen at a tracked firm |
| STEIGER, MARK, JOHN | CHIEF COMPLIANCE OFFICER | 2019-05 | — not seen at a tracked firm |
| SEBALD, CHRISTOPHER, ROMAN | DIRECTOR | 2017-07 | — not seen at a tracked firm |
| HILGER, CHRISTOPHER, MICHAEL | DIRECTOR · MEMBER | 2017-07 | — not seen at a tracked firm |
| RICHARDS, DARLENE, HAZEL | CHIEF FINANCIAL OFFICER | 2016-10 | — not seen at a tracked firm |
| CAREY, JAMES, DAWSON | DIRECTOR · DIRECTOR, MEMBER | 2014-03 | — not seen at a tracked firm |
| MUHTADIE, FAYEZ, SAMI | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| SHETTLE, JOHN, FRANCIS | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| ZERBIB, NICOLAS, DAVID | DIRECTOR, MEMBER | 2012-06 | — not seen at a tracked firm |
| WERMUTH, DAVID, JAY | DIRECTOR, MEMBER | 2012-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
