CIK 1496859
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BASSO, ANDREW, ROMAN | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 2016-01 | <5% ·◆ |
| LITINSKY, JAMES, HENRY | CHIEF EXECUTIVE OFFICER/ELECTED MANAGER | 2006-08 | <5% ·◆ |
| JHL CAPITAL GROUP L.P.entity | MEMBER | 2015-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) |
|---|
| Departed after |
|---|
| Now at (if tracked) |
|---|
| CHEN, JO, ERN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2019-12 | — not seen at a tracked firm |
| CHAPMAN, ANA, GOMEZ | PRESIDENT | 2018-03 | — not seen at a tracked firm |
| LEAVITT, JOSHUA, AARON | CHIEF FINANCIAL OFFICER | 2015-05 | — not seen at a tracked firm |
| SHAH, SUMA, UDUPA | CHIEF COMPLIANCE OFFICER | 2015-05 | — not seen at a tracked firm |
| WEISS, DAVID, MEYAR | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
