CIK 1484265
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MCKINLEY, DAVID, HOLMAN | PRESIDENT, MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 2005-09 | 50–75% ·◆ |
| GONGAWARE, BRIAN, TYRONE | DIRECTOR OF GROWTH | 2009-04 | 10–25% ·◆ |
| PHILLIPPI, TYRONE, CONWAY | DIRECTOR OF WEALTH MANAGEMENT | 2020-09 | 5–10% ·◆ |
| Binz, John, James | CHIEF COMPLIANCE OFFICER | 2023-02 | <5% ·◆ |
| PAYNE, LORI, BETH | CHIEF ADMINISTRATIVE OFFICER | 2015-01 | <5% ·◆ |
| TRISCHLER, MEREDITH, LEIGH | CONTROLLER | 2015-01 | <5% ·◆ |
| NOLAN, DAVID, PAYNE | CHIEF INVESTMENT OFFICER | 2024-12 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LIPTON, BRIAN, ROSS | REGIONAL DIRECTOR | 2023-03 | — not seen at a tracked firm |
| CARTER, WILLIAM, WALDEN | DIRECTOR, WEALTH MANAGEMENT AND TRUST SERVICES | 2019-01 | — not seen at a tracked firm |
| TIPPER, FREDERIC, HOWELLS | CHIEF INVESTMENT OFFICER | 2016-04 | — not seen at a tracked firm |
| SHIPLEY, WILLIAM, R | CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER · CHIEF ADMINISTRATIVE OFFICER | 2014-03 | — not seen at a tracked firm |
| CRIMMINS, ARTHUR, LAWRENCE | CHIEF FINANCIAL OFFICER | 2014-02 | — not seen at a tracked firm |
| SOMMERS, BRIAN, SCOTT | CHIEF INVESTMENT OFFICER | 2013-03 | — not seen at a tracked firm |
| ABRAHAM, ZACHARY, THOMAS | CHIEF COMPLIANCE OFFICER & CHIEF HUMAN RESOURCE OFFICER · DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
