CIK 1484040
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CARTER, CHRISTOPHER, JOHN | EXECUTIVE MEMBER | 2024-03 | — not seen at a tracked firm |
| RANDHAWA, TARLOCK, SINGH | EXECUTIVE MEMBER AND BOARD MEMBER · MANAGING MEMBER | 2024-03 | — not seen at a tracked firm |
| VALLAT, GEORGIA, ALISON | MEMBER | 2024-03 | — not seen at a tracked firm |
| DONACHIE, STUART | MEMBER | 2024-03 | — not seen at a tracked firm |
| DUTSON, RUTH | MEMBER | 2023-03 | — not seen at a tracked firm |
| HALTER, PATRICK, GREGORY |
| ADVISORY MEMBER · BOARD MEMBER |
| 2023-03 |
| — not seen at a tracked firm |
| DUTSON, NIGEL, CHARLES | EXECUTIVE MEMBER AND BOARD MEMBER | 2022-11 | — not seen at a tracked firm |
| LAWLER, JULIA, MARIE | ADVISORY MEMBER | 2020-03 | — not seen at a tracked firm |
| BIRKHOLD, JOHN, D. | MANAGING MEMBER | 2020-03 | — not seen at a tracked firm |
| EVERETT, NORA, MARY | BOARD MEMBER | 2019-03 | — not seen at a tracked firm |
| JOHNSTON, LINDSAY, JAMES HAWTHORN | MANAGING MEMBER · CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND BOARD MEMBER | 2019-03 | — not seen at a tracked firm |
| JOHNSTON, RENATE, URSULA | MEMBER | 2019-03 | — not seen at a tracked firm |
| HOMES, PAUL, GEOFFREY | JUNIOR MEMBER | 2018-12 | — not seen at a tracked firm |
| MCCAUGHAN, JAMES, PATRICK | BOARD MEMBER | 2018-03 | — not seen at a tracked firm |
| RIMMER, MICHAEL | EXECUTIVE MEMBER | 2017-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
