CIK 1483232
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-28). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-28. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CONNELL, BROOKE, BAYARD | PRESIDENT | 2023-01 | <5% ·◆ |
| LEWIS, WHITNEY, FOGLE | CHIEF LEGAL OFFICER, US AND CHIEF COMPLIANCE OFFICER | 2021-05 | <5% ·◆ |
| ALTI WEALTH & CAPITAL SOLUTIONS HOLDINGS, LLCentity | MEMBER | 2024-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MORAN, KEVIN, PATRICK | CHIEF OPERATING OFFICER · GENERAL COUNSEL/CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 2024-07 | TIG Advisors, LLC |
| BEAUDETTE, MARIA, LOUISE | LEAD FINANCIAL OFFICER · CONTROLLER | 2024-07 | — not seen at a tracked firm |
| TIEDEMANN, MICHAEL, GLENN | CHIEF EXECUTIVE OFFICER · CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER | 2022-03 | — not seen at a tracked firm |
| SMITH, CRAIG, LINDSAY | PRESIDENT | 2022-03 | — not seen at a tracked firm |
| INSLEY, RICHARD, KENT | CHIEF INVESTMENT OFFICER | 2022-03 | — not seen at a tracked firm |
| DUNNINGTON, JULIE, ANN | CHIEF MARKETING OFFICER | 2021-08 | — not seen at a tracked firm |
| MCKINNON, GEORGE, NEIL | CHIEF TECHNOLOGY OFFICER | 2020-01 | — not seen at a tracked firm |
| WELCH, CHRISTOPHER, JOHN | CHIEF FINANCIAL OFFICER | 2019-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
