CIK 1482689
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CALAMAN, RUTH, PATRICIA | CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | 2011-02 | <5% ·◆ |
| GRANZO, SEBASTIAN | CHIEF OPERATIONS OFFICER | 2019-11 | <5% ·◆ |
| KLURFELD, JASON, EDWARD | MEMBER OF BOARD OF MANAGERS | 2018-02 | <5% ·◆ |
| LALONDE, TIMOTHY, GILBERT | MEMBER OF BOARD OF MANAGERS | 2023-03 | <5% ·◆ |
| MAURER, JEFFREY, S | CHAIRMAN AND MEMBER OF BOARD OF MANAGERS | 2020-01 | <5% ·◆ |
| PENSA, PAUL | MEMBER OF BOARD OF MANAGERS | 2023-10 | <5% ·◆ |
| ZANDER, CHRISTOPHER, CARL | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER OF BOARD OF MANAGERS | 2020-01 | <5% ·◆ |
| LY, KHANH | CHIEF FINANCIAL OFFICER | 2018-12 | <5% |
| EVERCORE PARTNERS SERVICES EAST LLCentity | DIRECT OWNER | 2008-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CLUNE, KATHERINE PATRICIA | MEMBER OF BOARD OF MANAGERS | 2023-04 | PIPER SANDLER & CO. |
| BRYSON, NANCY, CLAIRE | MEMBER OF BOARD OF MANAGERS | 2022-03 | — not seen at a tracked firm |
| BROWN, CELESTE, MARIE | MEMBER OF BOARD OF MANAGERS | 2022-03 | — not seen at a tracked firm |
| WALSH, ROBERT, BRIAN | MEMBER OF BOARD OF MANAGERS | 2021-03 | — not seen at a tracked firm |
| SHUTZER, WILLIAM, ALAN | MEMBER OF BOARD OF MANAGERS | 2021-01 | — not seen at a tracked firm |
| ROUSE, WILLIAM, JOSEPH | CHIEF OPERATING OFFICER | 2019-04 | — not seen at a tracked firm |
| CORBIN, CRYSTAL, RENEE | CHIEF FINANCIAL OFFICER | 2019-03 | — not seen at a tracked firm |
| SPRINGER, JAY, BRIAN | MEMBER OF BOARD OF MANAGERS | 2018-04 | — not seen at a tracked firm |
| FRANKEL, ADAM, BYNOE | MEMBER OF BOARD OF MANAGERS | 2017-04 | — not seen at a tracked firm |
| RENDINARO, JOHN, JULIUS | CHIEF OPERATING OFFICER | 2017-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
