CIK 1479983
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2022-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| APKON, STEPHEN | DIRECTOR | 2022-10 | — not seen at a tracked firm |
| GUY, HENRY | DIRECTOR | 2021-10 | — not seen at a tracked firm |
| STENBECK, CRISTINA, M. | MEMBER | 2020-10 | — not seen at a tracked firm |
| HAAS, JAY, WILSON | CHIEF COMPLIANCE OFFICER | 2017-09 | — not seen at a tracked firm |
| STENBECK, ANDREAS, M. | MEMBER | 2017-02 | — not seen at a tracked firm |
| COATES, FRANK, JOSEPH |
| DIRECTOR |
| 2016-03 |
| — not seen at a tracked firm |
| CANNING, JOHN, JOSEPH | CHIEF COMPLIANCE OFFICER | 2015-12 | Mill Creek Capital Advisors, LLC |
| DIFRANCO, SALVATORE, PAUL | CHIEF FINANCIAL OFFICER | 2015-05 | — not seen at a tracked firm |
| MALASPINA, GINO, EMEDIO | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| TALARICO, GUY, FRANCIS | CHIEF COMPLIANCE OFFICER | 2012-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
