CIK 1474069
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ZHENG, FANG | DIRECTOR/CHIEF INVESTMENT OFFICER | 2006-07 | 75%+ ·◆ |
| XIONG, KAI | DIRECTOR/CHIEF COMPLIANCE OFFICER | 2010-03 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Li, Frankie | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| CHAN, LAURA | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| WONG, HEI MAN | CHIEF OPERATING OFFICER | 2021-03 | — not seen at a tracked firm |
| YIP, SYDNEY, KING SUEN | DIRECTOR | 2020-03 | — not seen at a tracked firm |
| CHIU, LIZZA, LOK SZE | CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| HU, DUO | CHIEF COMPLIANCE OFFICER | 2015-09 | — not seen at a tracked firm |
| LAM, FERGUS, TSAN FAI | CHIEF COMPLIANCE OFFICER · CHIEF OPERATING OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
