CIK 1471474
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-09). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-09. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ATKINSON, JAMES, ALLEN | CHIEF OPERATING OFFICER / MANAGING MEMBER | 2019-02 | <5% ·◆ |
| BORBIDGE, JACOB, MATTHEW | CHIEF INVESTMENT OFFICER | 2024-01 | <5% ·◆ |
| EDICK, HOPE, MARIE | CHIEF COMPLIANCE OFFICER | 2011-08 | <5% ·◆ |
| PATTERSON, JAMES, LUKE | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 2010-09 | <5% ·◆ |
| SNOW, PRESTON, WILLIAM | MANAGING MEMBER | 2020-01 | <5% ·◆ |
| YARBER, MARY, KATHERINE | CHIEF ACCOUNTING OFFICER | 2018-01 | <5% ·◆ |
| AVIDIAN WEALTH SOLUTIONS, LLCentity | MEMBER | 2024-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COVEY, BRADLEY, TRENT | MEMBER OWNER / EXECUTIVE VICE PRESIDENT · PARTNER / EXECUTIVE VICE PRESIDENT | 2024-03 | — not seen at a tracked firm |
| LITTS, GREGORY, JOSEPH | MEMBER | 2024-03 | — not seen at a tracked firm |
| SMITH, MICHAEL, ANTHONY | PARTNER / PRESIDENT · MEMBER PRESIDENT | 2022-11 | — not seen at a tracked firm |
| CATTAN, CY, GARRETT | PARTNER / SENIOR DIRECTOR OF WEALTH MANAGEMENT | 2018-10 | — not seen at a tracked firm |
| BISHOP, SCOTT, ALLEN | PARTNER / EXECUTIVE VP FINANCIAL PLANNING | 2018-10 | — not seen at a tracked firm |
| ROBERTS, LANCE, ERIC | MEMBER, CHIEF EXECUTIVE OFFICER | 2015-03 | Clarity Financial LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
