CIK 1469475
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-24). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-24. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CRIPPS, ALASDAIR, ROBERT JAMES | REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER | 2010-06 | <5% ·◆ |
| Hoffman, Joseph, Patrick | CURRENCY MANAGEMENT DEPARTMENT, PRESIDENT | 2017-08 | <5% ·◆ |
| KEIG, JESSE, JOSEPH | CHIEF FINANCIAL OFFICER/DIRECTOR | 2021-06 | <5% ·◆ |
| PRICE, RICHARD, SCOTT | DIRECTOR/EXECUTIVE CHAIRMAN/CEO | 2011-03 | <5% ·◆ |
| SHIELDS, JAMES | CHIEF COMPLIANCE OFFICER | 2026-04 | <5% ·◆ |
| ANNIN, MICHAEL, EDWARD | FIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT | 2021-04 | <5% |
| GORDON, LEE, MICHAEL | WEALTH MANAGEMENT DEPARTMENT, CHAIRMAN | 2019-04 | <5% |
| PRICE, BRIAN, DAVID | HEAD OF ADVISORY SERVICES | 2022-11 | <5% |
| MESIROW FINANCIAL SERVICES, INC.entity | OWNER | 1986-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LEVINE, JEFFREY, MICHAEL | DIRECTOR · CHIEF COMPLIANCE OFFICER/DIRECTOR · CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| HEGEL, PETER, WOLFGANG | SENIOR MANAGING DIRECTOR · MANAGING DIRECTOR | 2024-12 | — not seen at a tracked firm |
| Brown, Natalie | PRESIDENT/CEO · PRESIDENT · DIRECTOR · CHIEF FINANCIAL OFFICER/DIRECTOR · CHIEF FINANCIAL OFFICER | 2024-12 | — not seen at a tracked firm |
| HAYES, MARY JO, MOON | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| SWIERCZEWSKI, STEVEN, CHARLES | SENIOR MANAGING DIRECTOR, GLOBAL INVESTMENT MANAGEMENT DIVISION | 2024-12 | — not seen at a tracked firm |
| Sydow, Robert, Eugene | SENIOR MANAGING DIRECTOR; CHIEF INVESTMENT OFFICER | 2024-11 | — not seen at a tracked firm |
| HYNES, THOMAS, FRANCIS | SENIOR MANAGING DIRECTOR | 2023-06 | — not seen at a tracked firm |
| DERMENJIAN, DAVID, H. | RETIREMENT ADVISORY SERVICES DEPARTMENT , PRESIDENT · PRESIDENT, RPA GROUP | 2023-06 | — not seen at a tracked firm |
| VORISEK, KATHRYN, ANN | SENIOR MANAGING DIRECTOR | 2023-04 | — not seen at a tracked firm |
| Bean, Melissa, Luburich | WEALTH MANAGEMENT DEPARTMENT, CEO/PRESIDENT · CEO/PRESIDENT, WEALTH ADVISORS | 2023-04 | — not seen at a tracked firm |
| BLACK, DENNIS, B | DIRECTOR | 2021-01 | — not seen at a tracked firm |
| MONDI, DOMINICK, JOSEPH | PRESIDENT & CHIEF EXECUTIVE OFFICER/DIRECTOR · PRESIDENT & CHIEF EXECUTIVE OFFICER | 2021-01 | — not seen at a tracked firm |
| PASKVAN, KRISTIE, PAULA | CFO, DIRECTOR | 2018-02 | — not seen at a tracked firm |
| CUSHING, HENRY, KIRKE | CHIEF OPERATING OFFICER OF THE WEALTH ADVISOR BUSINESS GROUP · CHIEF OPERATING OFFICER | 2018-02 | — not seen at a tracked firm |
| KURK, MARISA, JEAN | SENIOR MANAGING DIRECTOR | 2018-01 | — not seen at a tracked firm |
| MIRANDA, MICHAEL, ARTHUR | SENIOR MANAGING DIRECTOR | 2018-01 | — not seen at a tracked firm |
| MARKOWITZ, MICHAEL, HOWARD | MANAGING DIRECTOR | 2016-09 | — not seen at a tracked firm |
| LUETGER, STEVEN, PATRICK | SENIOR MANAGING DIRECTOR | 2016-07 | — not seen at a tracked firm |
| SCHMIDT, SUSAN, JEAN | MANAGING DIRECTOR | 2015-06 | — not seen at a tracked firm |
| KLOPFENSTEIN, GARY, CARLTON | SENIOR MANAGING DIRECTOR | 2014-03 | — not seen at a tracked firm |
| DAITCH, JOSHUA, KEIDAN | SENIOR MANAGING DIRECTOR | 2014-03 | — not seen at a tracked firm |
| SCHLISMANN, NORMAN, DAVID | SENIOR MANAGING DIRECTOR | 2013-04 | — not seen at a tracked firm |
| VANDERWEELE, JULIE, ELLEN | SENIOR MANAGING DIRECTOR | 2013-04 | — not seen at a tracked firm |
| SCHVIMER, JEFFREY, LEE | MANAGING DIRECTOR | 2012-01 | — not seen at a tracked firm |
| MULLIN, JOHN, JAMES | MANAGING DIRECTOR | 2012-01 | — not seen at a tracked firm |
| HECKMAN, LEILA, B | SENIOR MANAGING DIRECTOR | 2012-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
