CIK 1461539
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ASMUS, MICHAEL, GENE | TREASURER | 2021-08 | <5% ·◆ |
| BELL, JOHN | PRESIDENT, CHIEF OPERATIONS OFFICER | 2009-07 | <5% ·◆ |
| DUFFY, ALYSSA | CHIEF COMPLIANCE OFFICER | 2022-11 | <5% |
| FINANCIAL PASSPORT, INC.entity | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | 2000-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HOGAN, MICHAEL, FREDERICK | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| GILLESPIE, MICHAEL, EDWARD | CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| SOBOL, ROBERT, N | CHIEF LEGAL OFFICER | 2022-01 | — not seen at a tracked firm |
| DENERSTEIN, KEITH | VICE PRESIDENT | 2021-07 | — not seen at a tracked firm |
| KENNEDY, PATRICK, HAROLD | CHIEF COMPLIANCE OFFICER | 2021-07 | — not seen at a tracked firm |
| OCONNOR, BRENNA, MARIE | SECRETARY | 2021-07 | — not seen at a tracked firm |
| BLACK, ERIK, JAMES | TREASURER | 2021-07 | — not seen at a tracked firm |
| PETERSON, JON, CHARLES | BOARD OF MANAGERS MEMBER | 2021-03 | — not seen at a tracked firm |
| OTT, GILBERT, RUSSELL | SECRETARY | 2021-01 | — not seen at a tracked firm |
| YATES, WILLIAM, THOMAS | TREASURER | 2021-01 | — not seen at a tracked firm |
| DESILVA, PETER, JAMES | BOARD OF MANAGERS MEMBER | 2020-08 | — not seen at a tracked firm |
| KRAGER, GERALD, PAUL | CHIEF COMPLIANCE OFFICER | 2020-01 | — not seen at a tracked firm |
| BOYLE, STEPHEN, JOHN | BOARD OF MANAGERS MEMBER | 2019-12 | — not seen at a tracked firm |
| CASEY, THOMAS, ROBERT | VICE PRESIDENT | 2019-07 | — not seen at a tracked firm |
| CORRENTI, JOSEPH, JOHN | VICE PRESIDENT AND CHIEF OPERATING OFFICER · VICE PRESIDENT | 2018-10 | — not seen at a tracked firm |
| JUDGE, MATTHEW, THOMAS | VICE PRESIDENT | 2018-01 | — not seen at a tracked firm |
| MEYER, SHELBY, LEE | VICE PRESIDENT | 2018-01 | — not seen at a tracked firm |
| BRADLEY, JOHN, THOMAS | BOARD OF MANAGERS MEMBER | 2017-09 | — not seen at a tracked firm |
| CASSIDY, KAREN, ANN | TREASURER | 2016-10 | — not seen at a tracked firm |
| GERBER, WILLIAM, JOSEPH | BOARD OF MANAGERS MEMBER | 2015-10 | — not seen at a tracked firm |
| POWELL, JAMES, ANTHONY | TREASURER · V. PRESIDENT & TREASURER | 2014-12 | — not seen at a tracked firm |
| KHAZIN, BORIS | INVESTMENT OVERSIGHT OFFICER | 2012-03 | — not seen at a tracked firm |
| BUNCH, JOHN, BRADLEY | BOARD OF MANAGERS MEMBER | 2011-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
