CIK 1457005
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GRAHAM, TIMOTHY DALEY | PRESIDENT | 2021-05 | <5% ·◆ |
| MILLS, STEVEN RICHARD | CHIEF OPERATIONS OFFICER | 2023-08 | <5% ·◆ |
| SAMPSON, ERNEST AUBREY | MANAGING MEMBER, ESOP TRUSTEE | 2007-04 | <5% ·◆ |
| TAYLOR-JONES, JOHN PHILIP | CHIEF COMPLIANCE OFFICER | 2013-08 | <5% ·◆ |
| WESCOTT, MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER | 2018-09 | <5% ·◆ |
| IRONSIDE, JULIA MEYER | FINOP | 2020-11 | <5% |
| KFG ENTERPRISES, INC.entity | SHAREHOLDER | 2001-02 | 50–75% |
| PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUSTentity | ESOP TRUST | 2020-01 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GACSY, TIMOTHY DAVID | CHIEF FINANCIAL OFFICER | 2024-07 | — not seen at a tracked firm |
| ARMOCK, RYAN JOSEPH | CHIEF OPERATIONS OFFICER | 2021-05 | — not seen at a tracked firm |
| MATTERA, RICHARD JOSEPH | FINOP | 2020-11 | — not seen at a tracked firm |
| KAPPOTIS, ERNEST D | FINOP | 2017-03 | — not seen at a tracked firm |
| OHLIN, PAUL ROBERT | CFO/FINOP | 2015-02 | — not seen at a tracked firm |
| KOST, TODD SHANNON | SEC / TREAS | 2013-04 | — not seen at a tracked firm |
| CRAVENS, CHERYL RENEE | CHIEF COMPLIANCE OFFICER | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
