CIK 1453885
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GOLDSMITH, CARL, HENRY | LIMITED PARTNER AND CO- CHIEF EXECUTIVE OFFICER | 2008-10 | 25–50% ·◆ |
| KLEIN, SCOTT, MARTIN | LIMITED PARTNER AND CO- CHIEF EXECUTIVE OFFICER | 2008-10 | 25–50% ·◆ |
| BAUMGARTEN, JOSHUA, SEAN | PRESIDENT AND CHIEF INVESTMENT OFFICER | 2025-09 | <5% ·◆ |
| BOWRON, ST. JOHN, G. | PORTFOLIO MANAGER | 2022-03 | <5% ·◆ |
| BOYACK, THOMAS, PAUL | CHIEF FINANCIAL OFFICER | 2008-10 | <5% ·◆ |
| ROSENBLUM, DAVID, ADAM | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2008-10 | <5% ·◆ |
| SCHWEITZER, ALLAN, E. |
| PORTFOLIO MANAGER |
| 2025-01 |
| <5% ·◆ |
| BEACH POINT CAPITAL MANAGEMENT LPentity | MANAGING MEMBER | 2019-05 | 75%+ ·◆ |
| BEACH POINT GP LLCentity | GENERAL PARTNER | 2008-10 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GOLDMAN, LAWRENCE, MICHAEL | CHIEF ADMINISTRATIVE OFFICER · CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | 2024-11 | — not seen at a tracked firm |
| DESAI, DARSHAN, CHANDRA | CHIEF OPERATING OFFICER | 2024-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
