CIK 1442056
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-25). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-25. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HANSEN, BRIAN, NEIL | PRESIDENT / MEMBER | 2007-12 | 25–50% ·◆ |
| KELLER, MARK, ALAN | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | 2008-05 | 25–50% ·◆ |
| DAHL, PATRICIA, ANNETTE | SVP AND CFO | 2008-02 | 5–10% ·◆ |
| WINTER, DANIEL, THOMAS | SVP AND CIO - VALUE EQUITIES | 2008-05 | 5–10% ·◆ |
| FARMER, STEVEN, PATRICK | CHIEF COMPLIANCE OFFICER | 2019-07 | <5% ·◆ |
| OGRADY, WILLIAM, DANIEL | ADVISORY DIRECTOR - MARKET STRATEGY | 2008-11 | <5% ·◆ |
| HANZLIK, JOSEPH, JOHN | SVP AND EQUITY ANALYST | 2007-12 | 5–10% |
| MIYAZAKI, DAVID, BRIAN | SVP AND PORTFOLIO MANAGER | 2008-05 | 5–10% |
| DUGAN, THOMAS, WILLIAM | VP AND PORTFOLIO MANAGER | 2011-12 | <5% |
| HAUSLADEN, DUSTIN, ANDREW | VP AND EQUITY ANALYST | 2009-09 | <5% |
| STOLE, TORE, LARS | ADVISORY DIRECTOR - RESEARCH | 2009-09 | <5% |
| WOBBE, JOHN, M | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | 2011-12 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| STEIN, FREDERICK, CHRISTIAN | VP AND PORTFOLIO MANAGER | 2021-03 | — not seen at a tracked firm |
| KOCHEVAR, ANNE, STEELE | CHIEF COMPLIANCE OFFICER | 2019-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
