CIK 1433541
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-01). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-01. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ALLEN, JOHN, DAVID | CHIEF INVESTMENT OFFICER | 2014-01 | <5% ·◆ |
| BORN, LYNNE | CHIEF PRACTICE OFFICER | 2022-01 | <5% ·◆ |
| BRAGAR, SANDRA, LEIGH | CHIEF CLIENT OFFICER | 2022-01 | <5% ·◆ |
| Benson, Ryan, Paul | BOARD OF DIRECTORS | 2022-01 | <5% ·◆ |
| CASTELLANI, MARC | BOARD OF DIRECTORS- CHAIR | 2025-01 | <5% ·◆ |
| DIETZ, HELEN, ANN | BOARD OF DIRECTORS | 2025-01 | <5% ·◆ |
| FRANCAIS, ROBERT, JOSEPH | CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS | 2009-11 | <5% ·◆ |
| GENTRY, SHANDA, SUSAN | CHIEF COMPLIANCE OFFICER | 2022-03 | <5% ·◆ |
| GORGAS, JEANETTE, LEE | INDEPENDENT BOARD OF DIRECTOR | 2025-05 | <5% ·◆ |
| HAMMONS, SUMMER, ANN | CHIEF PEOPLE OFFICER | 2021-02 | <5% ·◆ |
| HENDRICKSON, DOUGLAS, STANTON | CHIEF FINANCIAL OFFICER | 2016-07 | <5% ·◆ |
| KIM, YOUNG, S | CHIEF CLIENT SERVICE OPERATIONS OFFICER | 2024-03 | <5% ·◆ |
| Lavalle, Michael, Christopher | GENERAL COUNSEL | 2023-06 | <5% ·◆ |
| Manoukian, Alec | CHIEF TECHNOLOGY OFFICER | 2023-07 | <5% ·◆ |
| NEIL, GAVIN, PAUL | BOARD OF DIRECTORS | 2025-09 | <5% ·◆ |
| PUTTERMAN, ANDREW, NMN | INDEPENDENT BOARD OF DIRECTOR | 2025-05 | <5% ·◆ |
| ASPIRIANT HOLDINGS, LLCentity | MEMBER | 2008-01 | 50–75% ·◆ |
| ASPIRIANT HOLDINGS S2, LLCentity | MEMBER | 2008-01 | 25–50% ·◆ |
| ASPIRIANT HOLDINGS S5, LLCentity | MEMBER | 2017-02 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BLODGETT, KAREN, RUTH | BOARD OF DIRECTORS - CHAIR · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| SCHICK, GREGORY, RYAN | BOARD OF DIRECTORS · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| DODER, CAMERON, ANN | CHIEF MARKETING OFFICER | 2024-11 | — not seen at a tracked firm |
| Lohkamp, Joanna | INDEPENDENT BOARD OF DIRECTOR · BOARD OF DIRECTORS | 2024-11 | — not seen at a tracked firm |
| Modica, Marcelo, Conrado | INDEPENDENT BOARD OF DIRECTOR | 2024-11 | — not seen at a tracked firm |
| CASTELLANI, MARK, J | DIRECTOR | 2024-01 | — not seen at a tracked firm |
| TRACY, THOMAS, GREGORY | DIRECTOR · CHIEF CLIENT AND PLANNING OFFICER,DIRECTOR · CHIEF CLIENT AND PLANNING OFFICER · CHIEF CLIENT OFFICER · CHIEF PLANNING OFFICER | 2023-12 | — not seen at a tracked firm |
| PRIMIANI, MARC, SANGREE | GENERAL COUNSEL | 2022-12 | — not seen at a tracked firm |
| KOSSMAN, MICHAEL, HARRIS | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR · CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER · CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| MAGPIONG, BRET | CHIEF PRACTICE OFFICER · CHIEF PRACTICE OFFICER & CFO · CHIEF FINANCIAL OFFICER | 2021-11 | — not seen at a tracked firm |
| FORSTER, CARL, DAVID | DIRECTOR | 2021-11 | — not seen at a tracked firm |
| PETRIE, MARK | DIRECTOR | 2021-11 | — not seen at a tracked firm |
| FOX, LORRAINE, SUSAN | DIRECTOR | 2021-11 | — not seen at a tracked firm |
| NIKOLAI, PAUL, JOHN | DIRECTOR | 2021-11 | — not seen at a tracked firm |
| ANDERSON, KENNETH, JEFFERY | DIRECTOR | 2021-09 | — not seen at a tracked firm |
| HOKANSON, NEIL, CHARLES | CHAIRMAN OF THE BOARD -DIRECTOR | 2018-11 | — not seen at a tracked firm |
| WAGMAN, ROBERT, MARC | CHAIRMAN · CHAIRMAN; MANAGING DIRECTOR - INVESTMENT MGMT SERVICES · CHAIRMAN; CHIEF STRATEGY OFFICER | 2016-04 | — not seen at a tracked firm |
| GOOKIN, BRETT, ALLEN | DIRECTOR | 2016-04 | — not seen at a tracked firm |
| WEISSMAN, MICHAEL, B. | DIRECTOR | 2016-04 | — not seen at a tracked firm |
| KENNING, JENNIFER, DEE | DIRECTOR | 2015-01 | — not seen at a tracked firm |
| THOMAS, JASON, TERRANCE | CHIEF INVESTMENT OFFICER | 2013-03 | Portfolio Design Labs, LLC |
| FITZHUGH, MICHAEL, PUTNAM | DIRECTOR | 2013-03 | — not seen at a tracked firm |
| REYNOLDS, TIMOTHY, KNOTT | DIRECTOR | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
